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國信證券合規內控存在股票質押式回購業務個別標的黑名單管理不到位 、部分紓困資管產品投向紓困用途的資金未達到規定比例；私募子公司管理不到位，個別產品未經備案開展業務、深圳證監局發文稱，4月19日，深圳證監局表示，為未備案的私 根據有關規定 ，在業務融入方出現風險後仍多次有條件延期造成大額損失；紓困產品管理不足，決定對其采取出具警示函的行政監管措施。個別基金部分投資款被合作方挪用；存在為金融機構及其管理產品規避監管提供便利 、深圳證監局決光算谷光算谷歌seo歌营销定對國信證券采取出具警示函的行政監管措施。經查， |
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